Software for banks to open bank accounts

Legal and Compliance Officer (LA Remote)

$110K - $130K
Los Angeles / Remote (US; Los Angeles, CA, US)
Job Type
Any (new grads ok)
Connect directly with founders of the best YC-funded startups.
Apply to role ›
Chris Blaser
Chris Blaser

About the role

About Prelim

Prelim is a fast-growing, San Francisco based startup with team members working remotely throughout the country that's transforming how banks onboard customers. If you're excited to shape the future of banking, we encourage you to apply. We seek driven, ambitious people excited to make an impact through innovation.

Why we're looking for you

With enormous growth and sales consistently beating quotas, we need our first Legal and Compliance Officer to help build and scale all aspects of the legal and compliance function. Our product is at the intersection of banking and finance and this role will help advise our internal teams and customers on risk management as well as legal and regulatory requirements.

What you'll do

No two days will be the same. You'll work on project teams, directly engage with financial institutions to understand needs, answer questions, and advise on product development. As an early member of the the team, you'll also help design and write policies and procedure to make our sales, product, and implementation team even more successful.

You will be required to be an expert in regulations and laws impacting community, regional and national banks and financial institutions.

Who you'll work with

You'll work hand-in-hand with our various teams across departments with teammates who are customer-focused and love collaborating to shape the future of banking. If you share our passion for innovation through technology, we can't wait to hear from you!

In this role you'll

  • Establish policies and procedures to meet regulatory requirements
  • Discuss with various stakeholders how our product solves for their needs and provide recommendations
  • Master how to use our internal tools to be able to deploy out-of-the-box as well as tailored solutions
  • Collaborate with customers, understand their problems, and advise customers on how to successfully implement our product from a compliance view
  • Participate in weekly calls with product, design, engineering, and customer success teams to provide legal/compliance updates, answer questions, and ask questions to help our team continue to build and deliver on our mission to help financial institutions

The skillset you bring

  • J.D. Degree
  • Experience working with large enterprise or institutional customers
  • Strong knowledge of how financial products and services work
  • Ability to think on your feet, and solve problems during calls with stakeholders
  • Enjoy writing, researching, and advising teams

About Prelim

At Prelim, we are on a mission to revolutionize the way financial institutions onboard new customers. We believe that the customer onboarding process should be fast, efficient, and user-friendly. As a member of our team, you will have the opportunity to work with cutting-edge technology and make a real impact on the financial industry.

Our no-code platform allows banks and financial institutions to digitalize their services, streamline account opening processes, and improve customer experience. By joining our team, you will be a part of a fast-paced, innovative, and dynamic work environment where you can learn and grow your skills.

Our team is made up of a diverse group of individuals with a wide range of experience and expertise. We value collaboration, creativity, and a passion for problem-solving. As a member of our team, you will have the opportunity to work with experts in the field, and be challenged to think outside the box.

In addition, we offer a comprehensive benefits package, flexible working hours, and a great work-life balance. We are constantly evolving and growing, and we are looking for talented individuals who share our vision and are excited to be a part of our journey. If you're passionate about fintech and want to be a part of a team that is making a real impact in the industry, then Prelim is the place for you.

Team Size:19
Location:San Francisco
Chris Blaser
Chris Blaser
Heang Chan
Heang Chan