Investing app that teaches you how to invest

Chief Compliance Officer

$100K - $150K
New York, NY, US / San Francisco, CA, US / Remote
Job Type
3+ years
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Sam Yang
Sam Yang

About the role

About Bloom

Bloom is helping the next generation of Americans build wealth. With more than 500,000 teens on the platform, we believe that we can make meaningful changes toward raising a financially successful generation.

The Role

You will

  • Conduct regular compliance audits to identify and mitigate potential risks
  • Ensure that the company is in compliance with all relevant laws, regulations, and industry standards
  • Provide training and education to employees on compliance matters
  • Serve as a liaison between the company and regulatory agencies

You are

  • Detail-oriented and analytical
  • A strong communicator and collaborator
  • Comfortable working in a fast-paced environment
  • Adaptable and able to navigate ambiguity

You (ideally) have

  • A JD or other relevant legal degree
  • Aced both the Series 24 and 63 exam with Finra
  • 3+ years of experience in compliance, legal, or regulatory roles
  • Experience in the fintech industry or a related field
  • Strong knowledge of relevant laws and regulations

About Bloom

Bloom is an investing app that teaches Americans how to invest. After raising $4.4 million and scaling to millions in ARR, our mission is to improve the financial outcomes of the next generation by giving them the knowledge and tools they need to achieve long-term financial success. Bloom helps users learn how to invest through interactive financial lessons, an innovative rewards program, as well as an investing experience designed for building long-term wealth.

Team Size:6
Location:New York
Sam Yang
Sam Yang